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Published by EH.NET (March 2004)
Gloria Vivenza, _Adam Smith and the Classics: The Classical Heritage in
Adam Smith's Thought_. Oxford: Oxford University Press, 2001. x + 240 pp.
$85 (hardback), ISBN: 0-19-829666-5.
Reviewed for EH.NET by Leonidas Montes, School of Business, Universidad
Adolfo Ibˆ°ˆ±ez, Santiago, Chile.
Henry Mackenzie, author, amongst others, of the once famous novel _The Man
of Feeling_ (1771), and many essays in the periodicals _The Mirror_ and
_The Lounger_, reportedly began his account of Adam Smith's last day as
follows: "Mr. Smith was an exception. He had twice Dr. Johnson's learning
-- who knew one language well, the Latin -- though he had none of his
affectation of it" (Clayden, 1887, p. 166-67). One reason underlying this
judgment reflects Smith's proficiency both in Latin and Greek. At that time
only knowledge of Latin was common, and the classics were widely read and
discussed. A reading of Smith's _Lectures on Rhetoric and Belles Lettres_
reveals a great command of both classical languages. A quick look at
Smith's Library (Bonar, 1966) shows an important collection of the
classics. His works are permeated by a deep knowledge of the classics. Adam
Smith would read, and foster his students in reading the classics either in
Greek or Latin. His letters to Lord Shelburne about his son's education are
a great example; Smith would personally help him out two and three hours a
day in "Greek, Latin and Philosophy" (Corr., p. 29), and especially
noteworthy is the list of books he orders for Lord Shelburne's son (Corr.,
p. 58).
During the Scottish Enlightenment, Smith's interest in the classics was not
an aberration. Cicero, for example, was widely read, and David Hume
recalled in his _My Own Life_ (1777) that during his youth "Cicero and
Virgil were the authors which I was secretly devouring." Though Smith was
no exception on this setting, he was exceptionally well versed on the
classics.
If Smith's command of the classics has long been acknowledged, the extent
and implications of this fact have not been an active source for research.
Gloria Vivenza's _Adam Smith and the Classics: The Classical Heritage in
Adam Smith's Thought_ (2001, reprinted in 2003), not only fills this gap,
but also delves into this fascinating subject confirming that the classics'
influence on Adam Smith is more significant than has been generally
granted.
Twenty years ago, Gloria Vivenza published _Adam Smith e la cultura
clasica_, a book that was only known to a few scholars, and accessible to
those few proficient in Italian. Fortunately, in 2001, Oxford University
Press published, with few variations, an English translation, to which the
author added a postscript that mainly confirms her previous findings.
During the 1980s not much was written on Smith and the classics (however,
one notable exception, Waszek (1984), should be mentioned), and except for
the Stoics' influence, much of this rich field of research remained
practically unexplored for English readers. During the 1990s a renewed
interest in Smith and the classics emerged (e.g., Berns (1994), Brown
(1994, especially chapter 4), Calkins and Werhane (1998) and Heise (1991,
1995)), especially through two very influential books, Charles Griswold's
_Adam Smith and the Virtues of the Enlightenment_ (1999) and to a lesser
extent Samuel Fleischacker's _A Third Concept of Liberty: Judgment and
Freedom in Kant and Adam Smith_ (1999). Vivenza's English translation of
her book with her new postscript is a timely and much needed contribution
to uncover and foster the importance of the classics' influence.
A brief introduction justifies the importance of the subject matter, and
sets out the structure and methodology of the book. After it, five
chapters, some conclusions and a postscript follow. The first chapter, "The
Natural Philosophy in Smith's Essays," analyses the classical influences on
Smith's famous essay "The Principles Which Lead and Direct Philosophical
Enquiries; Illustrated by the History of Astronomy" (hereafter HA, in
_Essays on Philosophical Subjects_ (hereafter EPS), pp. 31-105), and on the
following two essays "History on the Ancient Physics" (hereafter HAP, in
EPS pp. 109-127) and "History of the Ancient Logics and Metaphysics"
(hereafter HALM, in EPS pp. 118-129). Vivenza interprets Smith's attitude
towards science (and philosophy) as much influenced by Aristotle. But if
Aristotle would search for truth as the ultimate end, "Smith sees it as no
more than a temporarily satisfactory solution to the problems thrown up by
the real world in its various manifestations" (p. 18). How Smith saw the
reality of scientific endeavors is a subject that has attracted much
attention. Its psychological underpinnings with "wonder, surprise and
admiration" as the process to find the "connecting principles," involve a
view of the progress of scientific knowledge that, in certain ways, could
anticipate Popper and Kuhn. Vivenza analyses this important feature finding
some interesting connections with the classics, concluding that to "read
this essay (HA) is to become conscious of the high degree of awareness that
Smith had of ancient astronomy" (p. 26). Vivenza's observation of Smith's
emphasis on economic well-being previous to philosophical enquiries, which
permeates all three essays, is very interesting. Then, after briefly
analyzing HAP and HALM, this chapter closes with the view that Smith's
position is hypothetical and relativistic, and that he "'historicised' the
various manifestations of Greek thought" (p. 37).
In chapter 2, "The Classical Heritage in Adam Smith's Ethics," Vivenza
explores the classical influences on Smith's _The Theory of Moral
Sentiments_ (TMS). She emphasizes the importance of the historian,
Polybius, and his possible influence on Smith's concept of sympathy. Though
the link between Polybius and Smith on sympathy is very interesting, the
word _sumpatheia_ and, more strictly related to Smith's meaning of
sympathy, the Greek word _empatheia_, has a long pedigree before Polybius
that the author could have explored. More noteworthy are the connection
between Smith's impartial spectator and Aristotle's _phronimos_ (p. 48), a
brief analysis of Smith's concept of justice and its Aristotelian
background, a suggestive conclusion (in my view correct) that Smith's
prudence is both "partly Stoic and partly Epicurean" (p. 57), and an
illuminating discussion of Smith's account of benevolence. Moreover,
Vivenza underlines some important differences between the Stoics and Smith.
According to the former, men live in accordance with nature and human
beings are valued as part of the whole. On the contrary, Smith develops a
model of individual behavior. Stoic philosophy seeks to curb, and even
eradicate passions; Smith's ethics relies on passions. He would even laugh
at the Stoics' defense of suicide, criticizing their concept of _apatheia_.
Vivenza's reader can learn how the classics' influence on Smith's thought,
mainly Plato, Aristotle, the Peripatetics, the Epicureans, the Stoics and
Cicero, are intertwined, many times forming the basis of his own original
thought. The latter underpins Vivenza's book. Certainly the Stoics'
influence on Smith is widely accepted, and perhaps over-emphasized; anyone
interested in discovering some important differences and the complexities
of this issue should read this chapter 2.
However, there are two points on which I disagree with Vivenza. The first
is that she completely confines Smith's self-command to the Stoics. For
her, Smith's virtue of self-command has "undeniably Stoic characteristics"
(p. 57). In my opinion self-command for Smith is much more complex than
simple self-control. Smith chose the phrase "self-command" carefully,
otherwise he would have simply referred to self-control. Self-command is
the most important virtue in Smith's system; it relies on the Socratic
virtue of _enkrateia_, which literally corresponds to self-command.
Furthermore, it has a sense of direction that makes it peculiarly rich in
its philosophical and historical context, and one can find in Smith's
self-command conspicuous vestiges of civic humanism (see chapter 3, in
Montes, 2004). Second, I agree with Vivenza that Aristotle's influence on
Smith is very important, and I welcome her attempt to uncover this rather
neglected connection. However, she goes too far by linking Smith's
propriety to Aristotle's mean. Propriety has been traditionally linked to
_decorum_, but my interpretation is that this concept can also be read as
related to _officium_, the closest Latin word for the Greek word
_kathekon_, which can be understood as "appropriate action" (on this
interpretation see Montes, 2004, pp. 122-28).
Chapter 3, "The Lectures on Jurisprudence and Roman Law," analyzes the
classical influences on Smith's jurisprudence. The influence of Grotius,
and his ablest disciple Pufendorf, is well known to Smith scholars, but
Vivenza persuasively contributes to this debate. Chapter 4, "The Division
of Labour and the Theory of Value," investigates the debate around the
classical background of the division of labor, and the theory of value.
Both chapters do not only summarize the debate, finding possible
connections, but they add many important details that reflect the author's
own original position. Chapter 5, "Adam Smith and Ancient Literature,"
finishes Vivenza's research with a reassessment of the classics' influence
on Smith's _Lectures on Rhetoric and Belles Lettres_. A brief conclusion
reminding us of the complexities inherent to the subject matter and the aim
of this book follow.
A final postscript was added to the English edition. In it, Vivenza
reconfirms her previous findings, principally taking into account Waszek's
"Two Concepts of Morality: A Distinction of Adam Smith's Ethics and Its
Stoic Origins" (1984). The latter is a very suggestive article that states
Smith's reliance on two levels of morality: one for the wise few, and one
for the common man. But I am afraid, as I already mentioned, that I do not
share Vivenza's thesis that Smith's propriety relates to Aristotle's
_medietas_, nor does Waszek (1984, p. 596). The author also mentions other
recent works, most notably Young (1997) and Griswold (1999), and tackles
the important theme of _oikeiosis_, which was absent in her previous
Italian edition. In this subject Vivienne Brown (1999, pp. 95-97) discussed
the concept of _oikeiosis_ and its relationship with self-love in the Stoic
context. The conundrum of Smith and the Stoics remains open, but at the
same time Vivenza has opened another spring by uncovering possible
connections of Smith and Aristotle, a subject that will certainly foster
further debate (for example see Ryan Hanley's Ph.D. dissertation,
University of Chicago, 2002).
Vivenza's book is much more than a simple exposition of different
connections between the classics and Smith. It suggests, by also taking
into account the Scottish Enlightenment context, important philosophical
implications for our understanding of Adam Smith, and it uncovers links
that will trigger academic interest in this subject. Through this book,
Smith's understanding of the classics allows us to better understand his
own thought.
References:
Berns, L. (1994) "Aristotle and Adam Smith on Justice: Cooperation between
Ancients and Moderns," _Review of Metaphysics_, vol. 48, no. 1, pp. 71-90.
Bonar, J. A. (1966) _Catalogue of the Library of Adam Smith_, New York:
Augustus M. Kelley.
Brown, V. (1994) _Adam Smith's Discourse: Canonicity, Commerce and
Conscience_, London: Routledge.
Calkins, M. J. and Werhane, P.H. (1998) "Adam Smith, Aristotle, and the
Virtues of Commerce," _Journal of Value Inquiry_, vol. 32, pp. 43-60.
Clayden, P. W. (1887) _The Early Life of Samuel Rogers_, London: Smith,
Elder, & Co.
Fleischacker, S. (1999) _A Third Concept of Liberty: Judgment and Freedom
in Kant and Adam Smith_, Princeton: Princeton University Press.
Griswold, C. L. (1999) _Adam Smith and the Virtues of Enlightenment_,
Cambridge: Cambridge University Press.
Hanley, R. (2002) _Magnanimity and Modernity: Self-love in the Scottish
Enlightenment_, Ph.D. dissertation, University of Chicago.
Heise, P. A. (1991) "Stoicism in Adam Smith's Model of Human Behavior: The
Philosophical Foundation of Self-Betterment and the Invisible Hand,"
_ˆñkonomie und Gesellschaft_, vol. 9, pp. 64-78.
Heise, P. A. (1995) "Stoicism in the EPS: The Foundation of Adam Smith's
Moral Philosophy," in _The Classical Tradition in Economic Thought:
Perspectives on the History of Economic Thought_, vol. 11, edited by I.H.
Rima, Aldershot: Edward Elgar.
Montes, L. (2004) _Adam Smith in Context: A Critical Reassessment of Some
Central Components of His Thought_, London: Palgrave-Macmillan.
Waszek, N. (1984) "Two Concepts of Morality: A Distinction of Adam Smith's
Ethics and Its Stoic Origins," _Journal of the History of Ideas, vol. 45,
no. 4.
Young, J. T. (1997) _Economics as a Moral Science: The Political Economy of
Adam Smith_, Cheltenham: Edward Elgar.
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